Impact Of Settlement On A Case Under Section 138 Of Negotiable Instruments Act 1881

 

A general perspective amongst the public is that a legal dispute in India, no matter how small it is, takes an obnoxiously long time to conclude and because of this, many of the people who are in need of resorting to the help of a legal professional and courts in India, either end up settling of the dispute outside court or they may end up not pursuing the matter at all by categorising it as a lost cause. 

We obviously can’t do anything about the people who chose to not pursue the matter at all, but in cases where the matter has been filed and the parties, during or after the pendency of the matter, meet outside the court and develop an understanding amongst themselves which may lead them to a possible settlement, one must assume that it is the end of that particular dispute.

Well, the situation was not so clear prior to the Supreme Court putting forward its views about the status of the matter U/s 138 Negotiable Instruments Act which has been settled by both the parties outside the court, specifically after the trial court and appellate courts have decided over the issue in entirety of the matter.

The courts of the magistrates/ JMFC’s treat the request to withdraw a matter as a discretion of the court, which they are completely justified in most of the cases. The JMFC’s have the responsibility to ensure that any process which has been initiated or performed outside the court, must have been agreed by the parties on their own free will and both parties have given their free consent to enter into such settlements, without any coercion by any party over the other. But the question which was most ambiguous was what happens once the matter has been adjudicated by the trial court, or even the appellate court and high Court in this matter, Can settlement be entered into at any stage of trial or does it become discretion of the court before which it is placed henceforth? And most importantly, under what legal provisions do such a settlement take place?      

The Hon’ble Division Bench of the Supreme Court of India in New Win Export and Anr Vs A. Sunramaniam [Crl Appeal No 2948 of 2024] on July 11, 2024, decided that yes, if matter is settled between both parties, then there is no need to continue with the proceedings in court. The magistrate court has to make sure that the settlement has been reached without any coercion, fraud or any other malafide tactics by any party and once assured no such practices are used, the court must allow the settlement of the dispute between the parties.  

Brief Facts of the Case:

  • The matter came into being when some of the cheques issued by the accused were dishonoured due to insufficient funds.
  • The Complainant/ Respondent filed a complaint under Section 138 of Negotiable Instruments Act, 1881 against the Appellants/ accused where the Trial Court vide order dated 16.10.2012 convicted the Appellants and imposed a sentence of one year of simple imprisonment for each accused person.
  • The Appellants/ accused persons challenged their conviction before the Appellate Court, which overruled the findings of the Trial Court and acquitted the Appellants.
  • The High Court in its order dated 01.04.2019 set-aside the order of the Appellate Court and restored the order of the Trial Court, convicting the Appellants.
  • Before filing the present appeal in Supreme Court, Appellants and Respondent-complainant had entered into a settlement agreement dated 27.01.2024. As per the agreement, the Appellants have paid Rs. 5,25,000 to the Respondent-complainant, who has agreed to settle the present matter for the said amount. Also, the complainant does not have any objection if the conviction of the Appellants is set aside.

The Hon’ble Supreme Court of India Decided that Offences under Section 147 of the Negotiable Instruments Act are compoundable in nature and this settlement agreement can be treated to be compounding of the offence. All the same, Section 320 (5) of CrPC (now Section359 of BNSS) provides that if compounding has to be done after conviction, then it can only be done with the leave of the Court where appeal against such conviction is pending.

Now, when the accused and complainant have reached a settlement permissible by law and this Court has also satisfied itself regarding the genuineness of the settlement, the Hon’ble Court thinks that the conviction of the appellants would not serve any purpose and thus, it is required to be set aside.

The Hon’ble court placed reliance on the case Raj Reddy Kallem v. The State of Haryana & Anr. (2024) ibclaw.in 121 SC, wherein the Hon’ble Court followed the same principles and quashed a conviction under the NI Act, by invoking its powers under Article 142, even though the complainant therein declined to give consent for compounding of the offence, observing that the accused has sufficiently compensated the complainant.

Decision of the Hon’ble Supreme Court of India

The Hon’ble Supreme court of India, after considering all facts and circumstances of the matter was inclined to dispose off the mater in favour of the accused persons/ appellants.

Considering the totality of the circumstances and compromise between the parties, this appeal was allowed and acquitted the appellants by setting aside the impugned order dated 01.04.2019 as well the Trial Court’s order dated 16.10.2012. Appellant no.2, who was exempted from surrendering by the Supreme Court of India Court, need not surrender and his sureties were hereby discharged.

Conclusion

The whole concept of settlement in a court case much more dynamic than it seems. It changes the outcome of a case based on the nature of the case, like if it is Civil or criminal case etc.  Or in cases of the types of cases in which settlement has been achieved, like in this case it was a proceeding under the negotiable Instruments Act, which would be different from other types of cases. Also, sometimes the stage at which the settlement is achieved also plays a crucial part.

The Hon’ble Supreme Court has reiterated a few words regarding the principles of compounding of offences in the context of NI Act. The Hon’ble court established that dishonour of cheques is a regulatory offence which was made an offence only in view of public interest so that the reliability of these instruments can be ensured. A large number of cases involving dishonour of cheques are pending before courts which is a serious concern for our judicial system. Keeping in mind that the ‘compensatory aspect’ of remedy shall have priority over the ‘punitive aspect’ of such cases and courts should encourage compounding of offences under the NI Act, if parties are willing to do so.    

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Sources/ References:

New Win Export and Anr Vs A. Sunramaniam [Crl Appeal No 2948of 2024] 

Raj Reddy Kallem v. The State of Haryana & Anr. (2024) 

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Related Blogs:

Protest Petition: Seeking Justice Beyond the Police Report

Unlocking Justice: A Guide to Plea Bargaining under BNSS

National Lok Adalat: Bridging Justice Beyond Courtrooms With A Hint of Compassion

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